We at EXP can...
- Develop a new internal audit activity for your business.
- Redesign your internal audit activity so that it strategically aligned with your business and is aligned with best practice principles.
- Benchmark your internal audit activity (by utilising GAIN) and make detailed recommendations to how to improve your Internal Audit Activity’s operations to be in line with the norm.
We offer either partial or full outsourcing of your Internal Audit Activity. We have seasoned experts to help you in conducting :
- IT Audits
- Governance Audits
- Risk Management Function Audits
- Regulatory Compliance Function Audits
- Strategic Performance Audits
We have the ability to assist you in establishing and implementing continuous auditing capability. Our External Quality Assurance Review Expertise is considered best in class and can either assist you with the preparation for an External Quality Assurance Review or conducting the External Quality Assurance Review.
We have a comprehensive Internal Audit Activity Policy and Procedure Manual which includes the following aspects:
- Introduction
- Vision and Mission
- Code of Ethics
- Standards for the Professional Practice of Internal Auditing
- Audit Committee Charter
- Internal Audit Charter
- Management Control Policy
- Internal Audit Structure
- Independence Policy
- Conflict of Interest Policy
- Audit Methodology
- Consulting Engagement Methodology
- Annual Planning Process
- Audit Committee Reporting - Template
- Utilisation of Internal Audit Software Procedures
- Utilisation of CAATs policy
- Quality Assurance & Improvement Programme Process
- Engagement Tracking - Process
- Clients SLA
- Co-source Service Providers – SLA Management Process
- Policy Measurement of value added
- Coordination with External Audit - Process
- Interaction with Assurance Units outside the Internal Audit Activity - Guidance
- Continuing Professional Development Policy
- Performance Appraisal Policy and Process
- Balance Scorecards
- Time Reporting
- Policy for professional certifications and encouraging staff to participate and attend professional associations
- Retention of Records Policy
- Client Satisfaction Surveys
- Agreed Management Action Policy
- Risk Acceptance Policy
- Marketing
- Back-up Policy